JUST FOR SENIORS

Warren Financial Planner Fined $500K, Barred from Selling Securities for Defrauding Seniors of $6.1 Million, NJ Attorney General Says

June 16, 2018

NEWARK, NJ –  A Warren resident and his company, a Morris County investment advisory firm, were fined $500,000 in civil penalties and barred from selling securities for fraudulently selling at least $6.1 million in unregistered securities to elderly and retired New Jersey investors, Attorney General Gurbir S. Grewal announced on Friday. 

The Bureau of ...

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